数字法治背景下生成式人工智能的司法应用与风险规制

Judicial Application and Risk Regulation of Generative AI under the Background of Digital Rule of Law

  • 摘要: 生成式人工智能的司法应用在显著提升裁判效率、促进同案同判的同时,其固有的“黑箱”特性与数据偏见对司法公正公开、法官主体地位及司法公信力构成了系统性挑战。这一挑战产生的根本原因在于技术理性对司法价值理性的潜在侵蚀,以及算法决策对传统程序正当性的结构性消解。因此,构建以风险与功能为双重坐标的动态规制框架势在必行,可通过整合“风险分层、主体复合”的责任归属体系、坚持“伦理前置、底线守护”的行业自律准则以及应用“沙箱监管、双轨透明”的协同治理工具,确保技术赋能始终服务于司法的人文主义内核,实现数字法治的审慎、均衡发展。

     

    Abstract: While the judicial application of generative artificial intelligence has significantly improved adjudication efficiency and promoted consistent judgments for similar cases, its inherent “black box” characteristics and data bias pose systematic challenges to judicial justice and openness, the dominant status of judges, and judicial credibility. The fundamental crux lies in the potential erosion of judicial value rationality by technical rationality, and the structural dissolution of traditional procedural legitimacy by algorithmic decision-making. Therefore, it is imperative to construct a dynamic regulatory framework with risk and function as dual coordinates. This can be achieved by integrating a liability attribution system of “risk stratification and composite subjects”, industrial self-regulatory norms of “ethical preposition and bottom-line guarding”, and collaborative governance tools of “sandbox regulation and dual-track transparency”, so as to ensure that technological empowerment always serves the humanistic core of the judiciary and realize the prudent and balanced development of digital rule of law.

     

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