省域真实绿色产出效率测评及影响因素研究

Measurement and Influencing Factors of Inter-provincial Real Green Output Efficiency

  • 摘要: 在经济与环境可持续发展的现实需求下,有效评价资源环境约束下绿色产出效率的实际水平对推进节能减排政策的完善意义重大。文章考虑了区域外部环境和技术管理因素,运用三阶段DEA模型测度了中国31个省市区2011—2017年的真实绿色产出效率水平、变动趋势及特征,并采用三阶段ML指数作动态对比分析。研究结果发现:(1)绿色产出效率水平呈下降趋势,从高到低为:中部、东部、全国、一带一路地区及西部,与环境因素调整后结果相同,但区域差异水平拉大,规模效率仍是制约绿色产出效率提升的主要因素。(2)剔除环境因素后整体的真实绿色产出效率存在不同程度的高估,其中,东部依靠纯技术效率的支撑作用稳定,中部领先的绿色产出效率源自规模效率增长,而西部绿色产出效率的提升则来自有利的环境管理因素。(3)环境因素调整后更多省市区达到绿色产出效率前沿,均处于规模效率前沿,与规模报酬不变的省市区相同且占比约1/3。各地区不同环境因素对绿色产出效率的影响存在路径差异,应结合自身发展特点,在发挥好规模效应的同时提升纯技术效率水平,进而改善绿色产出效率。

     

    Abstract: Under the realistic demand of economic and environmental sustainable development, it is of great significance to effectively evaluate the actual level of green output efficiency under the constraint of resources and environment to promote the improvement of energy conservation and emission reduction policies. In this paper, regional external environment and technical management factors are taken into account, and a three-stage DEA model is used to measure the true green output efficiency level, change trend and characteristics of 31 provinces and cities in China from 2011 to 2017, and a three-stage ML index is used for dynamic comparative analysis. The results show that: (1) the green output efficiency level shows a downward trend, from high to low: central, eastern, national, One Belt and One Road and western regions, which are the same as the adjusted results, but the regional difference is increasing, and scale efficiency is still the main factor restricting the improvement of green output efficiency. (2) The overall green output efficiency after excluding environmental factors is overestimated to varying degrees. Among them, the eastern region is stabilized by the support of pure technical efficiency, the leading green output efficiency in the central region is derived from the growth of scale efficiency, while the improvement of the green output efficiency in the western region comes from favorable environmental management factors. (3) After the adjustment, more provinces reach the green output efficiency frontier, and all of them are in the scale efficiency frontier and the provinces with constant scale return account for about 1/3. Different environmental factors in different regions have different paths to influence the green output efficiency, so it is necessary to combine their own development characteristics, give full play to the scale effect and enhance the level of pure technical efficiency, so as to improve the green output efficiency.

     

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